Socrates: Oral and Written Communication (Or why Socrates never wrote anything down)

The following dialogue (see below) is an except from Plato’s Phaedrus in which Socrates discusses why writing would erode thought by permitting people to forget what they had learned because they’d be able to look things up, that “they wouldn’t feel the need to ‘remember it from the inside, completely on their own.’ ” Worse, writing wouldn’t “allow ideas to flow freely and change in real time, the way they do in the mind during oral exchange.”

(I’d suggest taking time to read the dialog before moving on)

Socrates’ sentiments relate to my thoughts on the institutionalization of texts that become “truth” in time. Likewise, I am immediately reminded of Nietzsche’s essay Truth and Lies in the Nonmoral Sense, in which he asks, “What then is truth? A movable host of metaphors, metonymies, and; anthropomorphisms: in short, a sum of human relations which have been poetically and rhetorically intensified, transferred, and embellished, and which, after long usage, seem to a people to be fixed, canonical, and binding. Truths are illusions which we have forgotten are
illusions- they are metaphors that have become worn out and have been drained of sensuous force, coins which have lost their embossing and are now considered as metal and no longer as coins.”

In sum— and I will elaborate much more in a proceeding post— I believe that emphasizing the dead written word rather than the living spoken work is the source of all man’s ills. By placing faith in the value of written word, man effectively subjugates the value of his own personal, individuated experience— that is, his individual intuitions, opinions, and feelings; or more precisely, his subjective reflective consciousness. The spoken word is intimately connected to your feelings and experience: 97% of communication is nonverbal. It is impossible to capture the meaning, the affect, the intention, the feeling, of the author’s written words. In spoken word, there is genuine communication, a mutual exchange of feelings and ideas.  The dichotomy between written and spoken word can be loosely represented as the difference between deductive and inductive thought, or rationalism and empiricism, respectively.

Why this is important relates to the creation and preservation of institutions. All institutions have a text or creed or principles that govern the behaviors and dictate the conventions of its constituent agents, whether the text is a religious book, or an academic text, or a constitution, or a charter is all the same. What is important is that the words are blindly given ultimately authority as the subjective perspective, wrought from an individual’s unique experience, is overlooked and pushed aside completely. The result is that people become a means rather than an end, and human activity manifests as instrumentalism: an extension of someone else’s morality, another person’s valuation of the world, a reflection of their will to power. All of these examples reflect an external set of apriori assumptions imposed into a subject’s psyche by another person— and therefore motivate extrinsically. We call these a priori assumptions “culture” or “truth”, as well as other names like: norms, conventions, commonsense, mainstream, popular, customary and the like.

I think about Jesus, who I believe advocated the same message of Socrates, namely that people are blind to themselves. Jesus said he came to abolish the old law, the old traditions, the rituals and customs that blinded people to themselves, that caused people to get caught up in appearances and words rather than understanding their meaning. He said that god was the living word (Hebrews 4:12), and emphasized that the “spirit” or “god” was within the body, rather than the physical “temple”.  Socrates similarly stresses the priority of the “spirit” or the “reflective consciousness” or “reason” as being paramount to the purification of man.

Suspend your biased judgments about the nature of “god” or “spirit for a moment reinterpret “god” in favor of man’s “mind” or the “subjective reflective consciousness” and consider the following verse: “So God created man in his own image, in the image of God he created him; male and female he created them.” (Genesis 1:27). Replacing it with our conception of god as man’s “mind” we get: “So the reflective mind created man in his own image, in the image of the reflective mind he created him; male and female he created them.”

The idea that “god” is actually referencing man’s “mind” or “reflective consciousness”—  that distinguishing feature that demarcates men from lower animals to the degree of its development— mirrors many truisms, aphorisms, and words of wisdom throughout time such as: “We don’t see things as they are, we see them as we are.” (Nin) or “You give birth to that on which you fix your mind.” (de Saint-Exupéry)  or “The eye sees only what the mind is prepared to comprehend.” (Bergson) or “Men are disturbed not by things, but by the view which they take of them.” (Epictetus) or “Let the mind be enlarged…to the grandeur of the mysteries, and not the mysteries contracted to the narrowness of the mind.” (Bacon) or “Things which we see are not by themselves what we see … It remains completely unknown to us what the objects may be by themselves and apart from the receptivity of our senses. We know nothing but our manner of perceiving them.” (Kant) or “Perception is a prediction, not a truth.” (Mooney) and the list goes on.

The idea is communicated succinctly by Feuerbach who said:

“Consciousness of God is self-consciousness, knowledge of God is self-knowledge, by his God thou knowest the man, and by the man his God; the two are identical. Whatever is God to a man, that is his heart and soul; and conversely, God is the manifested inward nature, the expressed self of a man– religion is the solemn unveiling of a man’s hidden treasures, the revelation of his intimate thoughts, and the open confession of his love-secrets.” [Feuerbach]

I could write for a long while on this topic, so I’ll stop now and wait to do that later. My main message is that writing is good for personal reflection and meditation and study, but it cannot serve as a replacement for experience and reflective thinking for another man. If you look to the outside world for answers, whether its in books, or things, or authority figures, you are cheating yourself of the opportunity to develop authentically. You must earnestly weigh your experience against the world, and do it with an even keel, remembering that self-deception is our natural tendency, that we want to seek confirmation in what we already believe and think to be real, rather than what is actually real. Think dialectically, think in opposites, and challenge other minds in mutual dialog with YOUR mind, with YOUR experience while exercising genuine curiosity for understanding, and with practice your mind will grow fertile, deep, open, and sharp.

I beg you: with an open mind, read on!

*****************************

Soc. At the Egyptian city of Naucratis, there was a famous old god, whose name was Theuth; the bird which is called the Ibis is sacred to him, and he was the inventor of many arts, such as arithmetic and calculation and geometry and astronomy and draughts and dice, but his great discovery was the use of letters. Now in those days the god Thamus was the king of the whole country of Egypt; and he dwelt in that great city of Upper Egypt which the Hellenes call Egyptian Thebes, and the god himself is called by them Ammon. To him came Theuth and showed his inventions, desiring that the other Egyptians might be allowed to have the benefit of them; he enumerated them, and Thamus enquired about their several uses, and praised some of them and censured others, as he approved or disapproved of them. It would take a long time to repeat all that Thamus said to Theuth in praise or blame of the various arts. But when they came to letters, This, said Theuth, will make the Egyptians wiser and give them better memories; it is a specific both for the memory and for the wit. Thamus replied: O most ingenious Theuth, the parent or inventor of an art is not always the best judge of the utility or inutility of his own inventions to the users of them. And in this instance, you who are the father of letters, from a paternal love of your own children have been led to attribute to them a quality which they cannot have; for this discovery of yours will create forgetfulness in the learners’ souls, because they will not use their memories; they will trust to the external written characters and not remember of themselves. The specific which you have discovered is an aid not to memory, but to reminiscence, and you give your disciples not truth, but only the semblance of truth; they will be hearers of many things and will have learned nothing; they will appear to be omniscient and will generally know nothing; they will be tiresome company, having the show of wisdom without the reality.

Phaedr. Yes, Socrates, you can easily invent tales of Egypt, or of any other country.

Soc. There was a tradition in the temple of Dodona that oaks first gave prophetic utterances. The men of old, unlike in their simplicity to young philosophy, deemed that if they heard the truth even from “oak or rock,” it was enough for them; whereas you seem to consider not whether a thing is or is not true, but who the speaker is and from what country the tale comes.

Phaedr. I acknowledge the justice of your rebuke; and I think that the Theban is right in his view about letters.

Soc. He would be a very simple person, and quite a stranger to the oracles of Thamus or Ammon, who should leave in writing or receive in writing any art under the idea that the written word would be intelligible or certain; or who deemed that writing was at all better than knowledge and recollection of the same matters?

Phaedr. That is most true.

Soc. I cannot help feeling, Phaedrus, that writing is unfortunately like painting; for the creations of the painter have the attitude of life, and yet if you ask them a question they preserve a solemn silence. And the same may be said of speeches. You would imagine that they had intelligence, but if you want to know anything and put a question to one of them, the speaker always gives one unvarying answer. And when they have been once written down they are tumbled about anywhere among those who may or may not understand them, and know not to whom they should reply, to whom not: and, if they are maltreated or abused, they have no parent to protect them; and they cannot protect or defend themselves.

Phaedr. That again is most true.

Soc. Is there not another kind of word or speech far better than this, and having far greater power-a son of the same family, but lawfully begotten?

Phaedr. Whom do you mean, and what is his origin?

Soc. I mean an intelligent word graven in the soul of the learner, which can defend itself, and knows when to speak and when to be silent.

Phaedr. You mean the living word of knowledge which has a soul, and of which written word is properly no more than an image?

Soc. Yes, of course that is what I mean. And now may I be allowed to ask you a question: Would a husbandman, who is a man of sense, take the seeds, which he values and which he wishes to bear fruit, and in sober seriousness plant them during the heat of summer, in some garden of Adonis, that he may rejoice when he sees them in eight days appearing in beauty? at least he would do so, if at all, only for the sake of amusement and pastime. But when he is in earnest he sows in fitting soil, and practises husbandry, and is satisfied if in eight months the seeds which he has sown arrive at perfection?

Phaedr. Yes, Socrates, that will be his way when he is in earnest; he will do the other, as you say, only in play.

Soc. And can we suppose that he who knows the just and good and honourable has less understanding, than the husbandman, about his own seeds?

Phaedr. Certainly not.

Soc. Then he will not seriously incline to “write” his thoughts “in water” with pen and ink, sowing words which can neither speak for themselves nor teach the truth adequately to others?

Phaedr. No, that is not likely.

Soc. No, that is not likely-in the garden of letters he will sow and plant, but only for the sake of recreation and amusement; he will write them down as memorials to be treasured against the forgetfulness of old age, by himself, or by any other old man who is treading the same path. He will rejoice in beholding their tender growth; and while others are refreshing their souls with banqueting and the like, this will be the pastime in which his days are spent.

Phaedr. A pastime, Socrates, as noble as the other is ignoble, the pastime of a man who can be amused by serious talk, and can discourse merrily about justice and the like.

Soc. True, Phaedrus. But nobler far is the serious pursuit of the dialectician, who, finding a congenial soul, by the help of science sows and plants therein words which are able to help themselves and him who planted them, and are not unfruitful, but have in them a seed which others brought up in different soils render immortal, making the possessors of it happy to the utmost extent of human happiness.

Phaedr. Far nobler, certainly.

Soc. And now, Phaedrus, having agreed upon the premises we decide about the conclusion.

Phaedr. About what conclusion?

Soc. About Lysias, whom we censured, and his art of writing, and his discourses, and the rhetorical skill or want of skill which was shown in them-these are the questions which we sought to determine, and they brought us to this point. And I think that we are now pretty well informed about the nature of art and its opposite.

Phaedr. Yes, I think with you; but I wish that you would repeat what was said.

Soc. Until a man knows the truth of the several particulars of which he is writing or speaking, and is able to define them as they are, and having defined them again to divide them until they can be no longer divided, and until in like manner he is able to discern the nature of the soul, and discover the different modes of discourse which are adapted to different natures, and to arrange and dispose them in such a way that the simple form of speech may be addressed to the simpler nature, and the complex and composite to the more complex nature-until he has accomplished all this, he will be unable to handle arguments according to rules of art, as far as their nature allows them to be subjected to art, either for the purpose of teaching or persuading;-such is the view which is implied in the whole preceding argument.

Phaedr. Yes, that was our view, certainly.

Soc. Secondly, as to the censure which was passed on the speaking or writing of discourses, and how they might be rightly or wrongly censured-did not our previous argument show?-

Phaedr. Show what?

Soc. That whether Lysias or any other writer that ever was or will be, whether private man or statesman, proposes laws and so becomes the author of a political treatise, fancying that there is any great certainty and clearness in his performance, the fact of his so writing is only a disgrace to him, whatever men may say. For not to know the nature of justice and injustice, and good and evil, and not to be able to distinguish the dream from the reality, cannot in truth be otherwise than disgraceful to him, even though he have the applause of the whole world.

Phaedr. Certainly.

Soc. But he who thinks that in the written word there is necessarily much which is not serious, and that neither poetry nor prose, spoken or written, is of any great value, if, like the compositions of the rhapsodes, they are only recited in order to be believed, and not with any view to criticism or instruction; and who thinks that even the best of writings are but a reminiscence of what we know, and that only in principles of justice and goodness and nobility taught and communicated orally for the sake of instruction and graven in the soul, which is the true way of writing, is there clearness and perfection and seriousness, and that such principles are a man’s own and his legitimate offspring;-being, in the first place, the word which he finds in his own bosom; secondly, the brethren and descendants and relations of his others;-and who cares for them and no others-this is the right sort of man; and you and I, Phaedrus, would pray that we may become like him.

Phaedr. That is most assuredly my desire and prayer.

Soc. And now the play is played out; and of rhetoric enough. Go and tell Lysias that to the fountain and school of the Nymphs we went down, and were bidden by them to convey a message to him and to other composers of speeches-to Homer and other writers of poems, whether set to music or not; and to Solon and others who have composed writings in the form of political discourses which they would term laws-to all of them we are to say that if their compositions are based on knowledge of the truth, and they can defend or prove them, when they are put to the test, by spoken arguments, which leave their writings poor in comparison of them, then they are to be called, not only poets, orators, legislators, but are worthy of a higher name, befitting the serious pursuit of their life.

Phaedr. What name would you assign to them?

Soc. Wise, I may not call them; for that is a great name which belongs to God alone,-lovers of wisdom or philosophers is their modest and befitting title.

Phaedr. Very suitable.

Soc. And he who cannot rise above his own compilations and compositions, which he has been long patching, and piecing, adding some and taking away some, may be justly called poet or speech-maker or law-maker.

Phaedr. Certainly.

Soc. Now go and tell this to your companion.

Phaedr. But there is also a friend of yours who ought not to be forgotten.

Soc. Who is he?

Phaedr. Isocrates the fair:-What message will you send to him, and how shall we describe him?

Soc.Isocrates is still young, Phaedrus; but I am willing to hazard a prophecy concerning him.

Phaedr. What would you prophesy?

Soc. I think that he has a genius which soars above the orations of Lysias, and that his character is cast in a finer mould. My impression of him is that he will marvelously improve as he grows older, and that all former rhetoricians will be as children in comparison of him. And I believe that he will not be satisfied with rhetoric, but that there is in him a divine inspiration which will lead him to things higher still. For he has an element of philosophy in his nature. This is the message of the gods dwelling in this place, and which I will myself deliver to Isocrates, who is my delight; and do you give the other to Lysias, who is yours.

Phaedr. I will; and now as the heat is abated let us depart.

Soc. Should we not offer up a prayer first of all to the local deities? By all means.

Soc. Beloved Pan, and all ye other gods who haunt this place, give me beauty in the inward soul; and may the outward and inward man be at one. May I reckon the wise to be the wealthy, and may I have such a quantity of gold as a temperate man and he only can bear and carry.-Anything more? The prayer, I think, is enough for me.

Phaedr. Ask the same for me, for friends should have all things in common.

Soc. Let us go.

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